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Compliance & audit

Contractor prequalification

Contractor prequalification is the pre-engagement check that a contractor has the licences, insurances, certifications, training and safety record required by the principal. It is the upstream control on s46 consultation, cooperation and coordination duties between PCBUs sharing a site.

Legal context

A principal contractor (or any PCBU engaging another PCBU) needs assurance that the contractor can do the work safely before they arrive. Prequalification typically asks for: ABN / company details, public-liability and workers' compensation insurances (with current certificates), high-risk-work licences, trade qualifications, ISO 45001 or similar certifications, a sample SWMS or safe-work plan, and the contractor's safety record (incidents, prosecutions, LTIFR). Prequalification status has an expiry — insurances and licences in particular renew annually. RAE IQ's contractor module manages a prequalification state machine with daily expiry sweeps so a contractor can't silently lapse out of compliance.

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47 WHS and HSWA terms with legal context, FAQs and regulator references.